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Algorithm Charter for Aotearoa New Zealand

New Zealand Β· Guideline Β· Government of New Zealand

Our summary

Government agencies commit to using algorithms responsibly by applying a risk matrix to assess potential harms and impacts. Signatories pledge to maintain transparency, partner with communities including te ao Māori perspectives, focus on people, ensure data quality, safeguard privacy and human rights, and retain human oversight in algorithmic decision-making. The Charter applies based on likelihood and severity of unintended adverse outcomes affecting New Zealanders.

Written by the Index in our own words. It is not legal advice; the official text is the authority.

Inside this policy

Every section of this policy in order. Our notes summarise each one in plain language and do not quote the official text, which is the authority.

Drafted by the Index An automated summary of the official text, not yet reviewed by a person.Reviewed Checked by a person against the official text.

8 sections

Algorithm charter for aotearoa new zealand

Government agencies use algorithms to distribute resources equitably, support decision-making, and reduce human bias in service delivery, and the Charter is a commitment to manage algorithmic use by balancing privacy and transparency, preventing bias, and reflecting Treaty of Waitangi principles, focusing on algorithms with high risk of unintended consequences or significant impact if they fail rather than adopting a technical definition. Signatories assess algorithms using a risk matrix combining likelihood (probable, occasional, or improbable) and impact (low, moderate, or high), with the Charter applying where impact is widespread or serious and likelihood is probable, should be applied where impact is moderate and likelihood is occasional, and could be applied otherwise. The Charter applies selectively to decisions with high or critical risk of harm rather than to all business processes.

Algorithm charter for aotearoa new zealand

Government organisations pledge to build public confidence in how they use algorithms by assessing the impact of algorithm-informed decisions and applying Charter commitments according to the identified risk rating.

Tr ansparency

Signatories must explain in clear language how algorithms inform decisions, including providing documentation of the algorithm, information about data and processes where lawfully permitted, and details of how data are collected, secured and stored.

Partnership

Government agencies must incorporate a Te Ao Māori perspective into algorithm development and use consistent with Treaty of Waitangi principles to deliver clear public benefit.

People

Agencies must identify and actively engage with interested stakeholders and groups affected by algorithms, and consult those who will be impacted by their use.

DATA

Government organisations must ensure data used in algorithms is suitable for its purpose by understanding data limitations and identifying and managing potential bias.

Privacy, ethics and human rights

Agencies must protect privacy, ethics and human rights by regularly having algorithms reviewed by peers to detect unintended consequences and responding to findings.

Human oversight

Signatories must maintain human control over algorithm-informed decisions by designating a contact for public inquiries, providing a mechanism for appealing decisions, and clarifying the human role in decision-making.

Controls

What this policy requires, forbids, grants or penalises, one control at a time and in our own words. Each control links to the official text, which is the authority. This is not legal advice.

Drafted by the Index Drafted automatically from the official text, not yet reviewed by a person.Reviewed Checked by a person against the official text.

Themes covered 9 of 35

Choose a theme to see only its controls. About the themes

Risk and scope 2 of 4

  • Prohibited practices, not covered
  • Risk management system, not covered

Data and privacy 1 of 4

  • Data subject rights and consent, not covered
  • Cross-border data transfer, not covered
  • Copyright and training data, not covered

Transparency and records 1 of 4

  • Labelling of synthetic content, not covered
  • Technical documentation, not covered
  • Record keeping and logging, not covered

Technical safeguards 3 of 4

  • Accuracy, robustness and cybersecurity, not covered

Assurance and lifecycle 0 of 4

  • Conformity assessment and certification, not covered
  • Registration and notification, not covered
  • Incident and breach reporting, not covered
  • Post-market monitoring and corrective action, not covered

Rights and protected groups 1 of 4

  • Children and vulnerable groups, not covered
  • Biometric identification and surveillance, not covered
  • Whistleblowing, complaints and redress, not covered

Roles and organisation 1 of 6

  • Supply chain and provider-deployer duties, not covered
  • General purpose and foundation models, not covered
  • Training and AI literacy, not covered
  • Public sector use and procurement, not covered
  • Innovation support and sandboxes, not covered

Enforcement and sectors 0 of 5

  • Enforcement, penalties and regulators, not covered
  • Sector rules: health, not covered
  • Sector rules: finance and insurance, not covered
  • Sector rules: employment, not covered
  • Sector rules: education, not covered

8 controls

Group by

Algorithm charter for aotearoa new zealand 2 controls

  1. ObligationApplies to: Public authorityDrafted by the Index

    Government organisations should assess the impact of decisions informed by algorithms on people in New Zealand.

  2. ObligationApplies to: Public authorityDrafted by the Index

    Government organisations should apply Charter commitments according to the identified risk rating of their algorithm use.

Tr ansparency 1 control

  1. ObligationApplies to: AnyoneDrafted by the Index

    Signatories should clearly communicate how algorithms shape decisions, including providing accessible documentation of the algorithm, disclosing information on data and processes where legally possible, and revealing details on data collection, protection and retention practices.

Partnership 1 control

  1. ObligationApplies to: Public authorityDrafted by the Index

    Government agencies should integrate Māori worldviews into algorithm development and deployment in ways aligned with Treaty of Waitangi principles to ensure demonstrable benefit to the public.

People 1 control

  1. ObligationApplies to: Public authorityDrafted by the Index

    Agencies should identify and actively engage with people, communities and groups interested in algorithms, and consult those affected by their use.

    PeopleOfficial text of People (opens in a new tab)

DATA 1 control

  1. ObligationApplies to: DeployerDrafted by the Index

    Organisations should understand data limitations and identify and manage potential bias in data used in algorithms.

    DATAOfficial text of DATA (opens in a new tab)

Privacy, ethics and human rights 1 control

  1. ObligationApplies to: Public authorityDrafted by the Index

    Agencies should regularly conduct peer review of algorithms to identify and respond to harmful or unexpected effects on privacy, ethics and human rights.

Human oversight 1 control

  1. ObligationApplies to: AnyoneDrafted by the Index

    Signatories should assign a named contact for public inquiries on algorithms, create a process for people to contest or request reconsideration of algorithm-informed decisions, and transparently describe how humans participate in decision-making.

Change history

No changes recorded since we began monitoring this policy.